This guest post by Rebecca Willoughby appears as part of our theme week on Child and Teenage Girl Protagonists.
I don’t know what I was expecting when I settled in to watch Black Swan, long after its theatrical release and subsequent meteoric rise to Oscar stardom. I knew there would be ballet (that quintessential representation of femininity and near-unattainable physical characteristics), and there had been much talk about a lesbian scene. Plus, it wasn’t as if I didn’t know that Swan Lake ends in a suicide; there’s quite a lot of that in ballet, opera, or virtually any other artistic, dramatic work produced over a wide range of historical periods. In the words of Tomas, the pretentious (male) genius ballet company director in the film (Vincent Cassel): “in death she finds freedom.” Yep, I can see where this is going.
So I saw the tragic ending of Swan Lake coming, but the tragic ending of the film was kind of a surprise. Or, maybe not so much a surprise as a disappointment. What disappointed me most, I think, was that Black Swan could easily have been a progressive film with a positive, young woman-centered journey out of repression at its center. It could have recouped that gender-centric childhood ballerina dream of so many little girls into a message about determination, hard work, personal strength, and emotional growth. Instead, Darren Aronofsky has produced an Oscar-winning horror film. That’s right: I said HORROR. While that might seem like a stretch, it seems clear to me that the horror I refer to is the possibility of changing an age-old story. The horror of Black Swan is the absolutely terrifying idea that a young woman might make it through the difficult process of maturation, develop a healthy, multi-faceted sexuality, and be successful at her chosen career at the same time.
Natalie Portman is no stranger to this maturation process, and she’s done most of it in the spotlight. She has been acting since age 13, and in her first starring role she portrayed an orphan captured by a hit man in Leon: The Professional (1994). It might also be worth noting that this first role, even, was a strange one in terms of sexuality: Mathilda is quite a precocious young girl, and in a fit of Stockholm syndrome does, weirdly, “fall in love” with her much older (though admittedly endearing) kidnapper, played by French actor Jean Reno. Older man, French accent, I can understand. We might say that she “rocketed” to stardom, however, due to her casting in the Star Wars prequels as Queen Amidala, a role encompassing conventions of action, romance, and motherhood. While those films were slowly driving sci-fi fans mad, Portman was working on a Bachelor’s degree in psychology at Harvard, and it’s impossible to ignore the historic links between psychology, madness, and horror when watching Black Swan. We also need to remember, however, that Portman’s character Nina’s journey is viewed through the cinematic lens of a male director, and that seems to only lead… well, nowhere new.
Portman does not portray a young girl in this film, as much as she portrays a woman who has left her sexuality at the door in pursuit of being “perfect” at ballet. When the film opens, she is “getting older,” which, in the world of ballet, means you’re about 25 with no body fat, which makes you look like a young girl. But you certainly don’t feel like a young girl: you are a woman. Nina seems to have missed that memo. She is arguably already imbalanced when the film begins (not to mention frighteningly infantilized by her mother), but when she is cast as the Swan Queen in her company’s production of Swan Lake–a role that must embody both the “beautiful, fearful, and fragile” nature of the White Swan alongside the “dark impulse” of the Black Swan–her delicately constructed vision of herself begins to disintegrate. She sees herself—clad in a pink coat and white scarf— stroll past herself—wearing a black coat and heels— in an alley. Her reflection in the dance studio mirror stops mirroring and takes on a life of its own. These are just some of many moments throughout the film where Nina is faced with her shadowy double. Sometimes that double takes on horror-film qualities, as when she imagines herself as Beth, the ballerina whose place she has taken in the company, stabbing herself in the face with a nail file while screaming, “I’m nothing!” At these moments, things get a little harried in the genre department.
Even given Nina’s sometimes horrifying hallucinations, it might be a hard sell to classify Black Swan as a horror film. When we discuss films as horror, we’re usually talking about narratives chock-full of gore, jump-scares, suspenseful music, shadows, violence, and “stupid girls running up the stairs when they should be running out the front door.”* We get some of those conventions in Black Swan, but only because, in her stressed mental state, Nina imagines them. Horror films also typically give us a heaping helping of misogynistic, male-gaze visuals, though that might be changing, albeit slowly. I suppose we could say that there are a lot of female bodies to be looked at in a variety of ranges of sexual objectification in this film. Dancers are, after all, performing. The intent is that someone watches.
But these aren’t the real reasons I think it’s a horror film. It’s a horror film not because Nina slowly descends into madness from the pressure of portraying the starring role in Swan Lake. It’s not even because Aronofsy makes use of this madness in amazing visuals that leap over the bounds of realism into the realm of the surreal with scenes where Nina appears to literally be transforming into a swan. It’s because at the very moment when it seems that Nina might recover from this nightmare and become a whole, happy person, the film kills her off in a twist of tragedy that is narratively as old as the hills. Isn’t there any other female story to be told?
All the cracks in Nina’s psyche, which are brought to visual life by the film’s surreal images as well as real-world physical disintegrations—she constantly scratches at herself, picks at hang-nails, bandages her abused feet— viewers can see sympathetically as Nina struggles to find balance between the two sides of her leading role. Some of these struggles manifest themselves in her relationship with fellow dancer Lily, with whom she forms a tenuous bond. When she leaves her house to go “out” with Lily (Mila Kunis), her foray into social nightlife is encouraging— yes, I know she does drugs in this scene, and that we generally want to frown on potentially destructive behavior. But I was happy that in this scene Nina is, in some small way, controlling her own destiny for once, even if it means recognizing that she can use a bit of chemical assistance to escape the many forms of repression and oppression of which she finds herself a victim. Though the drugs could be said to promote a few more slips between Nina’s reality and her fantasy world—where she has a satisfying sexual encounter with Lily, but where she also begins to sprout black swan feathers from her back—I would argue that those fantasies allow Nina to explore her budding sexuality.
It doesn’t help that Nina’s mother (Barbara Hershey) is the ultimate helicopter parent and, it seems, Nina’s only friend until she begins her relationship with Lily. I cheered Nina as she literally bars her mother from her life (read: bedroom) so she can have enough privacy to even fantasize effectively. The mother/daughter relationship in this film reminded me of Brian DePalma’s Carrie (1976)—another horror film about a young girl becoming a woman. Nina’s mother not only lives vicariously through her daughter’s success in the ballet, but also tries to control her and prevent her from being a success, a competition stemming from the fact that Nina’s mother was never cast in a starring role. These realities, as well as the creepy portraits her mom paints of her, and that bedroom decorated for a ten-year-old show that the maternal relationship does nothing but stifle Nina, and compound her problem with coming to terms with any type of sexual desire.
For Portman, this role is a mix of childlike body type and pubescent girl growing pains. The casting choice brings to mind the warped sense of ageism experienced by dancers, as well as the stunted emotional development often suffered by young performers transitioning into adulthood. Portman would ostensibly know the latter well. It’s a character that is both stuck in girlhood and desperately coveting the transformation that signifies becoming a woman. That transformation is made flesh in the visual shifts that equate Nina with the swans she tries to portray through dance.
On the opening night of the ballet, Nina apparently kills Lily, her understudy, in a jealous rage after almost being replaced. As Nina chokes Lily (and then stabs her with a bit of shattered mirror), she exclaims, “It’s MY turn!” and partially transforms into a swan. Surreal and horrifying: check. A few moments later, she thrillingly dances the Black Swan, and comes completely out of the repressive shell she’s been trapped in for the whole movie. As she moves, she “loses herself” in the dance, her arms transforming into wings, freed from her oppressive prison. These scenes are the climax of the film, employing dizzying 360 shots, dazzling lighting effects, close-ups on Nina’s face, and stunning CG. When she leaves the stage exhilarated, a good few moments are devoted to Nina’s ecstatic face and heavy breathing—it is an emotional orgasm. So imagine my horror when she realizes that rather than stabbing Lily in the dressing room before the performance, she has actually stabbed herself, significantly with that piece of mirror. She becomes not a whole, realized being, but her own fragmented, shattered worst enemy. When she returns to the stage to dance the finale of Swan Lake, she is dancing to her own death. While Swan Lake’s narrative is already known to include a suicide, slowly we learn that Black Swan also requires one. For each to be “perfect,” Nina can live just long enough to complete one perfect performance.
Just for the record, there is a part of me that digs the catharsis and frustration in this ending. I get it. Really. But I am classifying this film as horror for a few reasons: the disturbing imagery, the dark implications of Nina’s downward spiral, her obsession, her crazy mom, and the fact that the poor girl isn’t allowed to have a sexual awakening without dying. Or, more accurately, it’s because she actually HAS that moment of fulfillment and is able to embrace her sexual nature for even an instant, the film punishes her. Aronofsky’s narrative seems, therefore, to argue that women—especially those temperamental dancer-types—are perennially unbalanced, unable to maintain a healthy equilibrium between the Black and White Swans; the virgin and the whore. Once Nina has felt the power of the Black Swan, her signifier for sexual assurance and agency, she can’t escape it; can’t return to the innocence and fragility that society prefers, so she has to be eliminated. She is too dangerous, because she wants to tell another story: the story of a whole woman. You could argue that it’s the classical tragic form I’m railing against, and you’d be right. But this form has repressed and oppressed female characters for hundreds of years. The very use of Swan Lake (circa 1875, people!) as a narrative to tell the story of a contemporary woman points to the fact that we’re revisiting a problem we can’t escape, rehashing the same gendered issues. I hoped maybe this film could move beyond that. Or, we could give it an Academy Award.
*A phenomenon pointed out by another female horror heroine, Sidney Prescott of Wes Craven’s Scream (1996).
Rebecca Willoughby holds a Ph.D. in English and Film Studies from Lehigh University. She writes most frequently on horror films and melodrama, and is currently a lecturer in Film/Media Studies at Bucknell University in Lewisburg, Pennsylvania.
I liked your analysis for this film! And I can say we agree in lots of things about it. But, as a man, I saw the film from a very different perspective. What I saw in Black Swan was the story of a narcissist, Nina. She is developing an artistic ego for her own. One that she doesn’t need to share with her God, her creador: Her Mother (the only place where there are no mirrors is her room. Instead, there are paintings of her creation). She wants to flee from this curse of mind, and the best way to do it is by succeding at What her God did not: by being the Prima ballerina, the Swan Queen. Nina is made at the exact image of her Mother, and kept away from something that made her fail in the past: Her sexuality.
When Thomas asks her to free herself and let herself go, is When Nina starts to focus on loosing her own image. But how? Well, that’s when Lily appears… Nina starts to develop an alter ego with the characteristics of the supposed Black Swan that Thomas is asking for. One that is extremely opposite to her white Swan, the one that her Mother created. When she agrees to go out with Lily, and takes the drugs, that’s when she starts to find out that this new persona of her own, is an stereotype too. It’s not something authentic or transgressive, like she is supposed to do to be perfect. She has sex with her alter ego and she knows it starts to be dangerous and one of them is going to win. That’s when she starts to destroy her own image, not only by self mutilation (as she was doing before) But Instead, also by transforming into something less human and more perfect: a real Black Swan humanoid-like. It’s curious cause she is determinated to portray something that is really far away from something sexual and seducing like the bs was supposed to be, and we, as viewers, can see it when she stares at that creepy statue with wings: something authentic, powerful and perfect. But she is an artist, she is using her body as a good ballerina would and she needs sacrifice. In fact, the Last scene seems to me as surreal as the Black Swan dance one. She finally got rid of that image of her own, she is destroying this human narcissism and, wheater she dies or not, she succeded at that.
I think Aronofsky made a masterpiece of this film, and he is playing with all these weird human insecurities like our own image, the perception others have from us and that competitive and selfish ego, Who feeds itself from the recognition and prestige.
Hope you can answear my comment!